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Risk Assessment:
Actuarial Instruments & Structured Clinical Guides
Overview
The research of the last
two decades has produced a number of assessment tools designed
to assess risk of violence. While it still may not be possible
to predict risk with unequivocal accuracy, these tools
have undoubtedly improved predictive assessment, particularly
when used in combination with clinical evaluations. Many
of the instruments continue to be refined, develop with
continued research, and incorporate new findings. The tools
are divided into two principal categories: actuarial instruments
and structured clinical guides.
Actuarial instruments attach
specific statistical weighting to different variables which
assess the risk. They are premised on the idea that, if accuracy
of prediction is the most important factor, it is best to
find out how members of a comparable group of individuals
conducted themselves over time. This is achieved by pains-staking
follow-up research on a particular group over set periods
of time. With the follow-up data on violence available, it
is possible then to link these statistically to various data
obtained at an earlier time. It is similar, in principle,
to the way in which insurance companies evaluate risk for
many types of eventuality in order to set their rates accordingly.
A key defiing aspect of actuarial instruments is that scores
obtained on individuals can be related to massed statistical
reference data.
Structured Clinical
Guides, in contrast, invite clinicians to consider
a number of variables which will have some application
to the assessment of risk in the case under consideration.
This type of assessment is based on the idea that a great
deal has been learned over the past two decades about
the factors which should be taken in account when conducting
risk assessments on various types of mental health, forensic,
and correctional populations. The various structured
guides (see below) define terms, provide items which
seem merited on the basic of scientific and professional
grounds, and suggest methods of scoring.
Different instruments
are used to assess different types of risk. Similarly,
different instruments can be used with different age groups,
primarily adult and youth. It is important to realize that
much of the testing of these instruments has used a predominately
male population although several of these tests can be
used on females.
Actuarial
Risk Assessment Instruments:
VRAG
(Violent Risk Appraisal Guide)
Quinsey, Harris,
Rice, Cormier (1998)
This instrument contains a 12-item actuarial scale which has been widely
used to predict risk of violence within a specific time frame following
release in violent, mentally disordered offenders. Developed at Penetanguishene
Mental Health Centre, the tool uses the clinical record, particularly the
psycho-social history component, as a basis for scoring as opposed to interview
or questionnaires. The Hare PCL-R (Psychopathy Checklist -Revised) score
is incorporated into the VRAG calculations of risk.
The VRAG is not available
as a stand-alone commercially available scheme but the
current version is detailed in the text Violent
Offenders, Appraising and Managing Risk (p.237) by
Quinsey et al.
Violent
Offenders, Appraising and Managing Risk can
obtained from:
APA Order
Department
PO Box 92984
Washington, DC, 20090-2984
phone: 1-800-374-2721
SORAG
(Sex Offender Risk Appraisal Guide)
Quinsey, Harris, Rice, Cormier,
1998
Also developed at Penetanguishene Mental Health Centre, this 14 item instrument
is a modification of the VRAG and is used to assess the risk of violent
and sexual recidivism of previously convicted sex offenders within a specific
period of release. It also uses the clinical record as a basis for scoring
and incorporates the PCL-R scores. The VRAG is not available as a stand-alone
commercially available test but the current version is detailed in the
text Violent Offenders,
Appraising and Managing Risk (p.241) by Quinsey et al.
PSYCHOPATHY
CHECKLIST - Revised (PCL-R)
Hare, 1991 & 2002
Even though it was not originally designed as a risk assessment device,
the Hare PCL-R has gradually come to be used to assess likely future
recidivism and violent offending. It is a 20-item rating scale, scored
on the basis of both semi-structured interview and collateral information.
It has been validated for use in adult male correctional and forensic
psychiatric samples. Over recent years, research has shown that it is
a relatively good predictor of violence across diverse populations. Hare
PCL-R scores are incorporated into a number of subsequently developed
risk assessment tools and guides.
The Hare PCL-R can be
obtained from:
Multi-Health
Systems Inc.
3770 Victoria Park Avenue
Toronto, Ontario
M4H 3M6
Tel: 800-456-3003 (US) 800-268-6011 (Canada)
E-mail: customerservice@mhs.com
PSYCHOPATHY
CHECKLIST - SCREENING VERSION (PCL-SV)
(Hart,
Cox, Hare, 1995)
This
is a 12-item abbreviated tool designed
to screen for the possible presence
of psychopathy. Based on a subset of
the original 12 Hare PCL-R items,it
is particularly well suited for community
samples.
The
PC-SV can be obtained from:
Multi-Health
Systems Inc.
3770 Victoria Park Avenue
Toronto, Ontario
M4H 3M6
Tel: 800-456-3003 (US) 800-268-6011 (Canada)
E-mail: customerservice@mhs.com
PSYCHOPATHY
CHECKLIST - YOUTH VERSION (PCL-Y)
(Forth, Kossen, Hare, 1996)
This 20-item scale was designed specifically for use with adolescents
to assess psychopathic features. It has been validates for use in both
male and female populations between the ages of 12 and 17.
Contact Information:
Dr.
A. Forth
or
Multi-Health
Systems Inc.
3770 Victoria Park Avenue
Toronto, Ontario
M4H 3M6
Tel: 800-456-3003 (US) 800-268-6011 (Canada)
E-mail: customerservice@mhs.com
LEVEL
OF SERVICE INVENTORY - Revised (LSI-R)
Andrews & Bonta,
1995
This is a 54-item rating scale used to assess
the likelihood of general recidivism among adult offenders.
It is designed to measure attributes of offenders and their
situations in relation to level of supervision and treatment
decisions. It has been validated for use with adult male and
female correctional offenders.
YOUTH
LEVEL OF SERVICE INVENTORY/CASE MANAGEMENT STRATEGY
(YLSI)
This 43-item instrument
was designed to measure risk, need, and responsivity
factors in adolescents who have had contact with
the justice system. It has been validated for use
with both males and females between the ages of
12 and 17 and uses file information, self-report
and collateral report information, and as well
as results of other formal assessments.
The YSLI
can be obtained from:
Multi-Health
Systems Inc.
3770 Victoria Park Avenue
Toronto, Ontario
M4H 3M6
Tel: 800-456-3003 (US) 800-268-6011 (Canada)
E-mail: customerservice@mhs.com
RRASOR
(Rapid Risk Assessment for Sex Offence Recidivism)
Hanson,
1997
This is a brief, 4-item screening instrument for risk of sexual offender
recidivism among males who have been convicted of at least one sexual
offence. It relies on information obtained in files and has been tested
extensively on forensic populations. For
more detail.
Contact
Information:
Dr. R.K. Hanson
Senior Research Officer
11th Floor, 340 Laurier Ave. West
Ottawa, ON K1A 0P8
STATIC-99/STATIC-2002
Hanson & Thornton, 1999 and 2002
Developed subsequently to the RRASOR, the original 10-item STATIC-99 was
designed to assess the long-term potential for sexual recidivism among
adult male sex offenders. It incorporates RRASOR factors. A revised version,
STATIC-2002, is currently in development. Again, it has so far been used
predominately within the correctional system.
Contact
Information:
Dr. R.K. Hanson
Senior Research Officer
11th Floor, 340 Laurier Ave. West
Ottawa, ON K1A 0P8
SEX
OFFENDER NEEDS ASSESSMENT RATING (SONAR)
Hanson & Harris,
2000
This 9 item scale is designed to measure change in risk level for sexual
offenders.
It includes 5 stable factors and 4 acute factors. For
more detail.
Contact:
Dr. R.K. Hanson
Senior Research Officer
11th Floor, 340 Laurier Avenue West
Ottawa, Ontario, Canada
K1A 0P8
MINNESOTA
SEX OFFENDER SCREENING TOOL - Revised (MnSORT-r)
Epperson, Kaul, & Hasselton, 1998
This is a sexual violence risk assessment tool that is used to predict sexual
recidivism in rapists and intra-familial child molesters. It uses 16 static
and dynamic variables to distinguish three levels of risk category. For
more details
VIOLENCE
RISK ASSESSMENT SCALE (VRS) – Experimental Version
1
Wong and Gordon, 1996
This scheme was designed to assess the risk of violent recidivism for incarcerated
offenders. It consists of 6 static and 23 dynamic factors, includes a section
designed to measure changes in risk level as a result of treatment
Contact:
Dr. Steve Wong
Department of Psychology and Research
Regional Psychiatric Centre (Prairies)
Box 9243
Saskatoon, Saskatchewan, Canada S7K 3X5
Structured Clinical Guides:
Spousal
Assault Risk Assessment Guide (SARA)
Kropp, Hart, Webster, & Eaves, 1995
This is a a 20 item set of risk factors for use in the assessment of spousal
assault. It can be used to help gauge risk of future violence in men arrested
for spousal assault.
To order the SARA
contact:
Multi-Health
Systems Inc.
3770 Victoria Park Avenue
Toronto, Ontario
M4H 3M6
Tel: 800-456-3003 (US) 800-268-6011 (Canada)
Website: www.mhs.com
HCR-20,
Version 2 (Historical, Clinical, Risk-20)
Webster, Douglas, Eaves, & Hart, 1997
Originally made available in 1995, the HCR-20 Structured
Guide for the Assessment of Violence Risk was later
modified in light of actual clinical
experience gained from initial trials. It is intended for use with civil
psychiatric, forensic, and criminal justice populations. It consists of
20 items as well as the Hare PCL-R. There are 10 historical variables,
5 clinical variables, and 5 risk management factors. Each item
is scored as 0 (not present), 1 (possibly present) or 2 (definitely present)
to yield a score out of 40. It includes variables that capture relevant
past, present, and future considerations. It can be regarded as an important
first step in the risk assessment process. The manual provides information
about how and when to conduct violence risk assessments, reviews the research
on which the risk factors are based, and suggests key questions which should
be addressed when making judgments about risk. The scheme has been tested
in all three of the domains for which it was originally intended.
Results of various studies which have emanated from it are summarized
by K. Douglas periodically. The HCR-20 has been translated into several
different languages and is under active examination internationally. Its
work is guided, to an extent, by a consortium of researchers and clinicians
who make up the RISC-TEAM, a sub-group of the International
Association of Forensic Mental Health Services.
To order HCR-20:
Psychological Assessment Resource, Inc.
Telephone: 1-800-331-8378
Website: www.parinc.com
SEXUAL
VIOLENCE RISK-20 (SVR-20)
Boer, Hart, Kropp, & Webster, 1997
This is a 20 item guide for assessing violence risk in sex offenders. Eleven
items deal with Psychosocial Adjustment, 7 with Sexual Offences and 2 with
Future Plans. Scoring is based on a N(definitely not present), ? (perhaps
present), or Y (definitely present) scale with allowance for changes over
time. Little is currently known about its effectiveness as a predictive
device. Its main current usefulness lies in its ability to help structure
clinical assessments.
To order SVR-20:
Psychological Assessment Resource, Inc
Telephone: 1-800-331-8378
Website: www.parinc.com
Estimate
of Risk of Adolescent Sexual Offence Recidivism (ERASOR)
(Worling & Curwen,
2001)
This scheme is designed for use with adolescents to determine their
risk of sexual re-offence. It uses both static and dynamic factors
that are empirically linked to sex offending: Historical sexual assaults;
Sexual interests, Attitudes and behaviours; Psychosocial functioning;
Family/Environmental functioning; and Treatment. The guide is available
in either hard copy for a nominal fee or in PDF downloadable format:
For
information or copy of the guide, contact:
Dr. James Worling, C.Psych.
Consultant Psychologist/Co-ordinator of Research
SAFE-T Program
Thistletown Regional Centre
51 Panorama Court
Toronto, Ontario, Canada M9V 4L8
tel: 416-326-0664
fax: 416-326-6581
STRUCTURED
ASSESSMENT OF VIOLENCE RISK IN YOUTH (SAVRY)
Bartel, Borum, & Forth,
1999
This is a violence risk
assessment scheme designed to
assess risk for violence in adolescents.
It consists of 10 historical
variables, 8 social/contextual
variables, 7 individual/clinical
variables and 6 protective variables.
To obtain information
on the SAVRY:
Mental Health, Law
and Policy Institute
University of South Florida
Tampa, FL
33612
Tel: 813-974-7947
EARL-20B
(Consultation Version)
Augimeri, Koegl, Webster & Levene,
1998
This is a 20 item instrument designed to measure risk of violence potential
in boys under the age of 12. The items are grouped under the headings of
Family, Child, and Responsivity and items are scored on a 0 (not present),
1(possibly present), or 2 (definitely present) basis. Clinicians offer
an overall clinical judgment of risk as Low, Moderate or High.
The guide was developed through references to the published scientific
literature and clinical experience based on large numbers of boys and their
families followed over several years. It has been translated into Swedish
and a large Swedish prospective study is currently under way.
EARL-21G
(Version 1 Consultation edition)
Levene, Augimeri, Pepler, Walsh,
Webster, Koegl, 2001
Similar in scope and purpose to the EARL-20B, the EARL-21G takes account
of the fact that girls often express anti-sociality and aggressiveness
in ways that differ from boys. The basic framework is similar to the
EARL-20B although some items are labeled and defined differently. Designed
for use in girls under 12, the EARL-21G is under test at the Earlscourt
Child and Family Centre.
Contact information:
Earlscourt
Child and Family Centre
46 St. Clair Gardens
Toronto, Ontario, Canada
M6E 3V4
Tel. 416-654-8981
E-Mail: mailus@earlscourt.on.ca
The
WORKPLACE RISK ASSESSMENT (WRA-20)
Bloom, Eisen, Pollock & Webster,
2000
This guide focuses exclusively
on environmental, situational
variables presumed to operate in a wide array of workplaces.
It sets out criteria in a 0,1,2 scoring system for the "benchmarking" of
violence risks within organizations. Although as yet untested
as an instrument in its entirety, the manual contains a good
deal of information about the largely as-yet-unstudied field
of workplace violence.
The WRA-20 may
be obtained from:
workplace.calm
inc
1200 Bay Street, Suite 1202
Toronto, Ontario
M5R 2A5
Phone: (416) 922-8838
Facsimile: (416) 922-3188
Email:: admin@workplace.calm.to
The
EMPLOYEE RISK ASSESSMENT (ERA-20)
Bloom, Eisen & Webster,
2001
The ERA-20 supplies the "other side" of
the WRA-20, with the emphasis
on the individual employee.
Designed with an eye to
mental health professionals, it incorporates 20 variables known
or postulated to relate to unacceptable conduct and violence in
workplaces, schools, the military and other such organizations.
Its accuracy and reliability as a predictive device remain unknown.
The ERA-20 may
be obtained from:
workplace.calm
inc
1200 Bay Street, Suite 1202
Toronto, Ontario
M5R 2A5
Phone: (416) 922-8838
Facsimile: (416) 922-3188
Email:: admin@workplace.calm.to
© Christopher
D. Webster,
PhD, , FRSC, PRCPsych
This material is provided for personal use only. Any other use is strictly
forbidden without the express written permission of the author.
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